Investor Information

On this page, you will find links to the Web sites of securities regulatory organizations and class action notices, as well as useful information on Daily Income Fund.

SEC Disclosure Reports
To view trade order information by quarter for the most recent three quarters, click on the link below.

• SEC Rule 606 Reports

FINRA Public Disclosure Web Site
Curian Clearing, LLC is a member of the Financial Industry Regulatory Authority (FINRA). We are required to inform you of the availability of the FINRA BrokerCheck Brochure, which contains information on the FINRA BrokerCheck Program. You may request this brochure by contacting FINRA at 800-289-9999. Or, to view the FINRA BrokerCheck site via the Web, please click on the link below and follow the instructions to look up a Securities Firm or Broker in BrokerCheck.

• FINRA BrokerCheck

Current Class Action Notices
You have the responsibility for deciding whether to participate in any class action claims affecting securities in your Program Account. Please click on the links below to view current class action notices. Each notice includes instructions on how to join the class action or provides a contact person for obtaining additional information. To join in such class actions, you must complete the appropriate forms for any securities held in your Program Account and then submit them as instructed in the notice or by the law firm representing the class. Your failure to complete and submit such forms may result in your inability to take part in any recoveries on class action settlements.

• Aeroflex, Inc. (PDF)
• American Home Mortgage Notice (PDF) | Proof of Claim and Release (PDF)
• American International Group, Inc.
• Amkor Technology Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• AON Corp. Notice (PDF) | Proof of Claim and Release (PDF)
• Beazer Homes (USA), Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Boston Scientific Corporation
• Bristol-Myers Squibb Co. Notice (PDF) | Proof of Claim and Release (PDF)
• Calpine Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Chiron Corporation Notice 1 (PDF) | Notice 2 (PDF) | Proof of Claim and Release (PDF)
• Connetics Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Cooper Companies, Inc.
• Exide Technologies Notice (PDF) | Proof of Claim and Release (PDF)
• Forest Laboratories, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• General Motors Corporation
• Gevity HR, Inc.
• Hovnanian Enterprises, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Isolagen, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• International Rectifier Corp. Notice (PDF) | Proof of Claim and Release (PDF)
• LaBranche & Co Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Marsh & McLennan Companies, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Marvell Technology Group Ltd. Notice (PDF) | Proof of Claim and Release (PDF)
• MBNA Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Merrill Lynch & Co Notice - No. 07-cv-9633 (JSR)(DFE) (PDF) | Proof of Claim and Release (PDF)
• Merrill Lynch & Co Notice - No. 4066-VCN (PDF)
• Mills Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• NPS Pharmaceuticals, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Performance Food Group Co. (PDF)
• Powerwave Technologies, Inc. (PDF)
• ProQuest Securities Notice (PDF) | Proof of Claim and Release (PDF)
• Puget Energy, Inc. (PDF)
• Quest Software, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Sara Lee Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Schering-Plough Corporation Notice (PDF)
• Secure Computing Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Select Medical Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• SiRF Technology Holdings, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• SourceCorp, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Startek, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Sunopta, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Sunrise Senior Living, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Taro Pharmaceutical Industries LTD. Notice (PDF) | Proof of Claim and Release (PDF)
• TeleTech Holdings, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• United Rentals, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• UnitedHealth Group, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• UTStarcom, Inc. (PDF)
• ValueClick, Inc. (PDF)

Daily Income Fund Overview
By clicking on the links below, you can access important financial documents for Daily Income Fund and its underlying portfolios.

• Institutional Money Market Prospectus (PDF)
• Retail Class Money Market Prospectus (PDF)

• Financial Report (PDF)