Investor Information

On this page, you will find links to the Web sites of securities regulatory organizations and class action notices, as well as useful information on Daily Income Fund.

SEC Disclosure Reports
To view trade order information by quarter for the most recent three quarters, click on the link below.

• SEC Rule 606 Reports

FINRA Public Disclosure Web Site
Curian Clearing, LLC is a member of the Financial Industry Regulatory Authority (FINRA). We are required to inform you of the availability of the FINRA BrokerCheck Brochure, which contains information on the FINRA BrokerCheck Program. You may request this brochure by contacting FINRA at 800-289-9999. Or, to view the FINRA BrokerCheck site via the Web, please click on the link below and follow the instructions to look up a Securities Firm or Broker in BrokerCheck.

• FINRA BrokerCheck

Current Class Action Notices
You have the responsibility for deciding whether to participate in any class action claims affecting securities in your Program Account. Please click on the links below to view current class action notices. Each notice includes instructions on how to join the class action or provides a contact person for obtaining additional information. To join in such class actions, you must complete the appropriate forms for any securities held in your Program Account and then submit them as instructed in the notice or by the law firm representing the class. Your failure to complete and submit such forms may result in your inability to take part in any recoveries on class action settlements.

• Affiliated Computer Services, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• American Home Mortgage Notice (PDF) | Proof of Claim and Release (PDF)
• American International Group, Inc.
• Amkor Technology Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• AON Corp. Notice (PDF) | Proof of Claim and Release (PDF)
• Arena Resources, Inc. Notice (PDF)
• Bearingpoint, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Beazer Homes (USA), Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Boston Scientific Corporation
• Bristol-Myers Squibb Co. Notice (PDF) | Proof of Claim and Release (PDF)
• Broadcom Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Calpine Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Comverse Technology, Inc. (PDF)
• Connetics Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Cooper Companies, Inc.
• Countrywide Financial Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Gilead Sciences, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Herley Industries, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Hovnanian Enterprises, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• International Rectifier Corp. Notice (PDF) | Proof of Claim and Release (PDF)
• Jakks Pacific, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Marsh & McLennan Companies, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Marvell Technology Group Ltd. Notice (PDF) | Proof of Claim and Release (PDF)
• Maxim Integrated Products, Inc. Notice (PDF) | Proof of Claim and Release (PDF) | Request for Exclusion (PDF)
• MBNA Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Mills Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• MRV Communications Inc.
• NovaGold Resources Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Performance Food Group Co. (PDF)
• Powerwave Technologies, Inc. (PDF)
• Quest Software, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Sara Lee Corporation Notice (PDF) | Proof of Claim and Release (PDF)
• Schering-Plough Corporation Notice (PDF)
• SiRF Technology Holdings, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Startek, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Sunopta, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• Take-Two Interactive Software, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• TeleTech Holdings, Inc. Notice (PDF) | Proof of Claim and Release (PDF)
• UTStarcom, Inc. Notice - No. C-04-4908-JW (PDF) | Proof of Claim and Release. (PDF)
• UTStarcom, Inc. Notice - No. CV-04578-SI (PDF)
• ValueClick, Inc. (PDF)

Daily Income Fund Overview
By clicking on the links below, you can access important financial documents for Daily Income Fund and its underlying portfolios.

• Institutional Money Market Prospectus (PDF)
• Retail Class Money Market Prospectus (PDF)

• Financial Report (PDF)